This dawn is the first the world has seen. Never before has this pink light dwindling into yellow then hot white fallen in quite this way on the faces that the windowpaned eyes of the houses in the west turn to the silence that comes with the growing light. Never before have this hour, this light, my being existed. What comes tomorrow will be different, and what I see will be seen through different eyes, full of a new vision.
Tall mountains of the city! Great buildings, rooted in, raised up upon, steep slopes, an avalanche of houses heaped indiscriminately together, woven together by the light out of shadows and fire — you are today, you are me, because I see you, you are what [you will not be] tomorrow, and, leaning as if on a ship’s rail, I love you as ships passing one another must love, feeling an unaccountable nostalgia in their passing. (227)
Lisbon is a beautiful city…
Luís Vaz de Camões was born in 1524 or 25, son of a ship’s captain who drowned off of Goa. He lived in Lisbon on the fringes of court writing poetry and plays, legend has it he fell in love with Catarine de Ataide (who married Vasco da Gama, the subject of the Lusiad just as she was the subject of Camões’s sonnets).
Exiled from the court, he joined the garrison in Ceuta (Morrocco) as a common solider, and it was there he lost his eye. He is always shown thus.
Between 1553-56 he sailed to India, took part in expeditions along the Malabar coast of India, in the Red Sea, along the African and Arabian coasts, visits Malacca and the Moluccas. In 1559 he was recalled to Goa, wrecked in the Mekong river where he lost everything but, legend tells us, the cantos of the Lusiads. He spent time in jail related to his post in Macau. Jailed again for debt. He kicks around until friends offer him passage back to Lisbon in 1570, and it is in 1572 the Lusiads are published. It is only then that ‘Camões [was] granted tiny royal pension for “the adequacy of the book he wrote on Indian matters (xxvi).”‘ It is not, I don’t think, what you might call a happy life.
Who from Portugal’s far western shores
By oceans where none had ventured
Voyaged in Taprobana and beyond,
Enduring hazards and assaults
Such as drew on more than human prowess
Among far distant peoples, to proclaim
A New Age and win undying fame
Kings likewise of glorious memory
Who magnified Christ and Empire,
Bringing rain on the degenerate
Lands of Africa and Asia (1-2: 3);
Que da Ocidental praia Lusitana
Por mares nunca de antes navegados
Passaram ainda além da Taprobana,
Em perigos e guerras esforçados
Mais do que prometia a força humana,
E entre gente remota edificaram
Novo Reino, que tanto sublimaram.
E também as memórias gloriosas
Daqueles Reis que foram dilatando
A Fé, o Império, e as terras viciosas
De África e de Ásia andaram devastando,
The whole of Os Lusiadas in Portuguese can be found here. It is written in a style heroic, celebrating the bravery and brutality of Vasco da Gama and his sailors. There is a strange invocation of Roman Gods and nymphs, an evocation of Empire that sits easier with the Portuguese project than Christianity — it seems obvious perhaps, yet I found it strange and fascinating both that the whole of it is couched in terms of Jupiter’s support of the Portuguese cause, Bacchus’s dissent and constant meddling.
In frail timbers on treacherous seas,
By routes never charted, and only
Emboldened by opposing winds;
Having explored so much of the earth
From the equator to the midnight sun.
They recharge their purpose and are drawn
To touch the very portals of the dawn
They were promised by eternal Fate
Whose high laws cannot be brokem
They should long hold sway in the seas…. (27-28:8)
O duvidoso mar num lenho leve,
Por vias nunca usadas, não temendo
de Áfrico e Noto a força, a mais s’atreve:
Que, havendo tanto já que as partes vendo
Onde o dia é comprido e onde breve,
Inclinam seu propósito e perfia
A ver os berços onde nasce o dia.
«Prometido lhe está do Fado eterno,
Cuja alta lei não pode ser quebrada,
Que tenham longos tempos o governo
Do mar que vê do Sol a roxa entrada.
Fate absolves them of everything and I love that they expect the hand of friendship wherever they go, despite their plan of conquest. This is at once a constant complaint of the lack of trust among strangers and a victorious poem of war against all unbelievers.
Unfathomable by human thought,
That those closest to God will never be
Lacking in some perfidious enemy! (71:17)
A quem juízo algum não alcançou:
Que nunca falte um pérfido inimigo
Àqueles de quem foste tanto amigo!
Hilarious. Reminded me of Hugh Makesela singing ‘Vasco da Gama, he was no friend of mine‘ in Colonial Man. The other side to this whole poem, and the side to be on. But we continue.
In which they send prisoners out to reconnoiter — I’m not entirely sure of the wisdom of this, but I suppose they weren’t just going to run away? There seems to have been a choice among prisoners as well. Ah, the jolly life of the sea.
On board, sentenced for gross crimes
So their lives could be hazarded
In predicaments such as these,
He sent two of the cleverest, trained
To spy on the city and defences
Of the resourceful Muslims, and to greet
The famous Christian he so longed to meet. (7:26)
Por culpas e por feitos vergonhosos,
Por que pudessem ser aventurados
Em casos desta sorte duvidosos,
Manda dous mais sagazes, ensaiados,
Por que notem dos Mouros enganosos
A cidade e poder, e por que vejam
Os Cristãos, que só tanto ver desejam.
Venus worries for them, she intercedes with Jove, he lists the many victories they will have (there are many such stomach-turning lists).
You will see consistently routed;
The independent kings of India
Will be subject to Portugal,
Bringing, when all falls under his command,
A better dispensation to that land (46:34)
‘You will see the famous Red Sea
Turning yellow from sheer fright; (49:34)
Deles sempre vereis desbaratados;
Os Reis da Índia, livres e seguros,
Vereis ao Rei potente sojugados,
E por eles, de tudo enfim senhores,
Serão dadas na terra leis milhores.
«E vereis o Mar Roxo, tão famoso,
Tornar-se-lhe amarelo, de enfiado;
They will take Ormuz, Diu
And come in the fullness of time to be
Queen of the Orient, raised up
By the triumphs of her conquerors.
From that proud, noble eminence,
They will rule with an iron fist
Idol-worshiping Hindus, and everyone
Throughout that land with thoughts of rebellion (51:35)
A qual virá despois a ser senhora
De todo o Oriente, e sublimada
Cos triunfos da gente vencedora.
Ali, soberba, altiva e exalçada,
Ao Gentio que os Ídolos adora
Duro freio porá, e a toda a terra
Que cuidar de fazer aos vossos guerra.
They will take the fortress of Cannanore, Calicut, Cochin
Ignited by your people, Battling
Taking both Hindu and Muslim captive,
Subduing the different nations
Until every sea-way is subservient (54:35)
Cos incêndios dos vossos, pelejando,
Levando o Idololatra e o Mouro preso,
De nações diferentes triunfando;
Ser-lhe-á todo o Oceano obediente.
In which da Gama gives a brief history of Portugal, ‘noble Iberia, The head, as it were, of all Europe’ (17: 51) to a Muslim Sultan. That doesn’t stop him from insulting the moors often and deeply of course, though he mentions that among them were Amazons (44:56). That’s cool.
In which Manuel the king of Portugal has a dream…
Have their source in the earthly paradise;
This other is the Indus, which springs
In this mountain which you behold.
We shall cost you unremitting war,
But perservering, you will become
Peerless in victory, knowing no defeat,
Conquering as many peoples as you meet.’ (74:91)
The king summoned the lords to council
To tell of the figures of his dream;
The words spoken by the venerable saint
Were a great wonder to them all.
They resolved at once to equip
A fleet and an intrepid crew,
Commissioned to plough the remotest seas
To explore new regions, make discoveries. (76:92)
Celeste tenho o berço verdadeiro;
Estoutro é o Indo, Rei que, nesta serra
Que vês, seu nascimento tem primeiro.
Custar-t’ -emos contudo dura guerra;
Mas, insistindo tu, por derradeiro,
Com não vistas vitórias, sem receio
A quantas gentes vês porás o freio.»
«Chama o Rei os senhores a conselho
E propõe-lhe as figuras da visão;
As palavras lhe diz do santo velho,
Que a todos foram grande admiração.
Determinam o náutico aparelho,
Pera que, com sublime coração,
Vá a gente que mandar cortando os mares
A buscar novos climas, novos ares.
They asked for it you see.
But then there is an odd counterpoint, an old man calling out to them as they depart from Belem
For that vanity known as fame!
That hollow conceit which puffs itself up
And which popular cant calls honour!
What punishment, what poetic justice,
You exact on sou;s that pursue you!
To what deaths, what miseries you condemn
Your heroes! What pains you inflict on them!
‘You wreck all peace of soul and body,
You promote separation and adultery;
Subtley, manifestly, you consume
The wealth of kingdoms and empires!
They call distinction, they call honour
What deserves ridicule and contempt;
They talk of glory and eternal fame,
And men are driven frantic by a name!
‘To what new catastrophes do you plan
To drag this kingdom and tehse people?
What perils, what deaths have you in store
Under what magniloquent title?
What visions of kingdoms and gold-mines
Will you guide them to infallibly?
What fame do you promise them? What stories?
What conquests and processions? What glories? (95-97:96)
‘Already in this vainglorious business
Delusions are possessing you,
Already ferocity and brute force
Are labelled strength and valour,
The heresy “Long live Death!” is already
Current among you, when life should always
be cherished, As Christ in times gone by
Who gave us life was yet afraid to die. (99:96)
‘The devil take the man who first put
Dry wood on the waves with a sail! (102: 97)
Desta vaidade a quem chamamos Fama!
Ó fraudulento gosto, que se atiça
Cũa aura popular, que honra se chama!
Que castigo tamanho e que justiça
Fazes no peito vão que muito te ama!
Que mortes, que perigos, que tormentas,
Que crueldades neles experimentas!
«Dura inquietação d’alma e da vida
Fonte de desemparos e adultérios,
Sagaz consumidora conhecida
De fazendas, de reinos e de impérios!
Chamam-te ilustre, chamam-te subida,
Sendo dina de infames vitupérios;
Chamam-te Fama e Glória soberana,
Nomes com quem se o povo néscio engana!
«A que novos desastres determinas
De levar estes Reinos e esta gente?
Que perigos, que mortes lhe destinas,
Debaixo dalgum nome preminente?
Que promessas de reinos e de minas
D’ ouro, que lhe farás tão facilmente?
Que famas lhe prometerás? Que histórias?
Que triunfos? Que palmas? Que vitórias?
«Já que nesta gostosa vaïdade
Tanto enlevas a leve fantasia,
Já que à bruta crueza e feridade
Puseste nome, esforço e valentia,
Já que prezas em tanta quantidade
O desprezo da vida, que devia
De ser sempre estimada, pois que já
Temeu tanto perdê-la Quem a dá:
«Oh, maldito o primeiro que, no mundo,
Nas ondas vela pôs em seco lenho!
And they just sail away as he speaks. But I wondered if that were not perhaps exactly what Camões himself thought, maybe that is the heart of this epic poem, this old man railing against violence and pride. Against the colonial project. There are echoes of this throughout.
He describes Madeira — known for its great forests. Soon to be cut down and forgotten. The Numidian desert of the Berber people, a land where ostriches digest iron in their stomachs! The Senegal river, Asinarus that they have rechristened Cape Verde. The Canary Islands, once called the Fortunate Isles. It is a map, this poem. They pass Jalof province, Mandingo…
Breakers pounding on beaches that are ours
There the mighty kingdom of the Congo
Has been brought by us to faith in Christ,
Where the Zaire flows, immense and brimming,
A river never seen by the ancients.
From this open sea I looked my last
At the constellations of the north.
For we had now crossed the burning line
Which marks division in the earth’s design (12-13:100)
O mar nas praias notas, que ali temos,
«Ali o mui grande reino está de Congo,
Por nós já convertido à fé de Cristo,
Por onde o Zaire passa, claro e longo,
Rio pelo antigos nunca visto.
Por este largo mar, enfim, me alongo
Do conhecido Pólo de Calisto,
Tendo o término ardente já passado
Onde o meio do Mundo é limitado.
This…oh man, there is so much in here isn’t there. The view of the other, the incomparable arrogance, the initimitable violence, the begginings of this trade in beads and baubles founded on a lack of respect for a culture that cares not for forks or gold.
They had captured, making his sweet harvest
Of honey from the wild bees in the forest.
He looked thunderstruck, like a man
Never placed in such an extreme;
He could not understand us, nor we him
Who seemed wilder than Polyphemus.
I began by showing him pure gold
The supreme metal of civilisation,
Then fine silverware and hot condiment:
Nothing stirred in the brute the least excitement.
I arranged to show him simpler things:
Tiny beads of transparent crystal,
Some little jingling bells and rattles,
A red bonnet of a pleasing colour;
I saw at once from nods and gestures
That these had made him very happy.
I freed him and let him take his pillage,
Small as it was, to his nearby village.
The next day his fellows, all of them
Naked, and blacker than seemed possible,
Trooped down the rugged hillside paths
Hoping for what their friend had obtained.
They were so gentle and well-disposed (27-30:103)
Que tomaram per força, enquanto apanha
De mel os doces favos na montanha.
«Torvado vem na vista, como aquele
Que não se vira nunca em tal extremo;
Nem ele entende a nós, nem nós a ele,
Selvagem mais que o bruto Polifemo.
Começo-lhe a mostrar da rica pele
De Colcos o gentil metal supremo,
A prata fina, a quente especiaria:
A nada disto o bruto se movia.
«Mando mostrar-lhe peças mais somenos:
Contas de cristalino transparente,
Alguns soantes cascavéis pequenos,
Um barrete vermelho, cor contente;
Vi logo, por sinais e por acenos,
Que com isto se alegra grandemente.
Mando-o soltar com tudo e assi caminha
Pera a povoação, que perto tinha.
«Mas, logo ao outro dia, seus parceiros,
Todos nus e da cor da escura treva,
Decendo pelos ásperos outeiros,
As peças vêm buscar que estoutro leva.
Domésticos já tanto e companheiros
They continue on, still on. And then the Cape of Storms rises up embodied before them, grotesque, and again all the contradictions in this colonial project come rising to the surface with him.
Secrets and the mysteries of the deep
Where no human, however noble
Or immortal his worth, should trespass
Hear from me now what retribution
Fate presrcibes for your insolence,
Whether ocean-borne, or along the shores
You will subjegaute with your dreadful wars
‘No matter how many vessels attempt
The audacious passage you are plotting
My cape will be implacably hostile
With gales beyond any you have encountered (42-3:106)
Da natureza e do húmido elemento,
A nenhum grande humano concedidos
De nobre ou de imortal merecimento,
Ouve os danos de mi que apercebidos
Estão a teu sobejo atrevimento,
Por todo o largo mar e pola terra
Que inda hás-de sojugar com dura guerra.
«Sabe que quantas naus esta viagem
Que tu fazes, fizerem, de atrevidas,
Inimiga terão esta paragem,
Com ventos e tormentas desmedidas;
The spirit describes the Portuguese need to atone for ‘his bloody crimes, the massacre | Of Kilwa, the leveling of Mombasa (45:107).
Unexpected. These are celebrated later on but only after this first mention, the cost of what they are doing, its criminal aspect. The more I look at the poem the more I am intrigued by this very slender thread of self-knowledge of crimes inflicted against man and earth.
Sail on and sail on. Past a succession of sultans who lie and cheat the Portuguese until they come to Mozambique, where finally the Sultan fulfills his promise to give them guides. There is a meeting of the gods under the sea, summoned by Triton. And I love this passage
Falling from his head to his shoulders
Were all one mass of mud, and visibly
Had never been touched by a comb;
Each dangling dreadlock was a cluster
Of gleaming, blue-black mussels.
On his head by way of coronet, he wore
The biggest lonbster-shell you ever saw.
His body was naked, even his genitals
So as not to impede his swimming,
But tiny creatures of the sea
Crawled over him by the hundreds;
Da cabeça nos ombros, todos eram
Uns limos prenhes d’ água, e bem parecem
Que nunca brando pêntem conheceram.
Nas pontas pendurados não falecem
Os negros mexilhões, que ali se geram.
Na cabeça, por gorra, tinha posta
Ũa mui grande casca de lagosta.
O corpo nu, e os membros genitais,
Por não ter ao nadar impedimento,
Mas porém de pequenos animais
Do mar todos cobertos, cento e cento:
They are becalmed, and the strangest tale told of Magrico, in which John of Gaunt who has been allied with King Joao summons twelve Portuguese knights to represent the ladies in a joust for their honour and the knights win of course…I suppose it is just to tie Portugal closer to their English allies, but so curious.
Canto 7 — A last listing of Portuguese possessions after an excoriation of the infighting between Christians — the Reformation I imagination, he is particularly upset at the Germans. Canto 8, the treachery of the Muslims. Chapter 9 finally they head home, with reflections on all they had won — lands mapped, men and spices pillaged and plundered.
He had laboured in vain for a treaty
Of friendship with the Hindu king,
To guarantee peace and commerce;
But at least those lands stretching
To the dawn were now known to the world,
And at long last his men were homeward bound
With proofs on board of the India he had found.
For he had some Malabaris siezed
From those dispatched by the Samorin
When he returned the imprisoned factors;
He had hot peppers he had purchased;
There was mace from the Banda Islands;
Then nutmeg and black cloves, pride
Of the new-found Moluccas, and cinammon,
the wealth, the fame, the beauty of Ceylon. (13-14:179)
Que em vão co Rei gentio trabalhava
Em querer dele paz, a qual pretende
Por firmar o comércio que tratava;
Mas como aquela terra, que se estende
Pela Aurora, sabida já deixava,
Com estas novas torna à pátria cara,
Certos sinais levando do que achara.
Leva alguns Malabares, que tomou
Per força, dos que o Samorim mandara
Quando os presos feitores lhe tornou;
Leva pimenta ardente, que comprara;
A seca flor de Banda não ficou;
A noz e o negro cravo, que faz clara
A nova ilha Maluco, co a canela
Com que Ceilão é rica, ilustre e bela.
And then Venus, who owns many of these islands, prepares one for these heroes. She fills it with nymphs who are theirs for the taking.
Should wait upon the mighty heroes
–All of them lovely beyond compare,
So with redoubled zeal, each would endeavour
To please her beloved mariner, whoever…(22: 181)
But make way, you steep, cerulean waves
For look, Venus brings the remedy,
In those white, billowing sails
Scudding swiftly over Neptune’s waters;
Now ardent loving can assuage
Female passion… (49: 186)
Esperem os fortíssimos barões
(Todas as que têm título de belas,
Pera com mais vontade trabalharem
De contentar a quem se afeiçoarem.
Dai lugar, altas e cerúleas ondas,
Que, vedes, Vénus traz a medicina,
Mostrando as brancas velas e redondas,
Que vêm por cima da água Neptunina.
Pera que tu recíproco respondas,
Ardente Amor, à flama feminina,
the sailors land and go chasing their nymphs through the forest — Tethys takes da Gama to the mountain to show him ‘the still-unmapped continents’ and ‘seas unsailed’ and ‘There they passed the long day | In sweet games and continuous pleasure.’ It seems to me all one elaborate metaphor of rape that he explains thus:
Tethys, and the magic painted island,
Are nothing more than those delghtful
Honours, which make our lives sublime.
Those glorious moments of pre-eminence (89:194)
Tétis e a Ilha angélica pintada,
Outra cousa não é que as deleitosas
Honras que a vida fazem sublimada.
Aquelas preminências gloriosas,
It makes me feel sick really, this treating as parable what these European sailors in reality took as divine right and with violence wherever they landed.
This canto contains the great summation of death and destruction the Portuguese will wreck upon the world from the lips of Venus. I’ve just pulled some of the highlights out, more feeling sick:
Over the seas da Gama had opened,
Would come fleets to conquer all the coast
Where the Indian Ocean sighs;
Those Hindu Kings who did not bow
Their necks to the yoke would incite
The wrath of an implacable enemy,
Their choice to yield or, on an instant, die (10:199)
Pacheco will not only hold the fords,
But burn towns, houses, and temples;
Inflamed with anger, watching his cities
One by one laid low, that dog
Will force his men, reckless of life,
To attack both passages at once, (16:200)
Together, by the power of arms,
They will castigate fertile Kilwa,
Driving out its perfidious princeling
To impose a loyal and humane King
‘Mombasa too, furnished with such
Palaces and sumptuous houses,
Will be laid waste with iron and fire,
In payment for its former treachery (26-27:202)
But it is Emir Hussein’s grappled fleet
Bears the brunt of the avenger’s anger,
As arms and legs swim in the bay
Without the bodies they belonged to;
Bolts of fire will make manifest
The passionate victors’ blind fury (36:204)
But what great light’“ do I see breaking,’
Sang the nymph and in a higher strain,
‘Where the seas of Malindi flow crimson
With the blood of Lamu, Oja, and Brava? (39:205)
‘That light, too, is from Persian Ormuz
From the fires and the gleaming arms
Of Albuquerque as he rebukes them
For scorning his light, honourable yoke. (40:205)
‘Not all that land’s mountains of salt
Can preserve from corruption the corpses
Littering the beaches, choking the seas
Of Gerum, Muscat, and Al Quraiyat,
Till, by the strength of his arm, they learn
To bow the neck as he compels
That grim realm to yield, without dispute,
Pearls from Bahrain as their annual tribute. (41:205)
Renowned, opulent Malacca!
For all your arrows tipped with poison,
The curved daggers you bear as arms,
Amorous Malays and valiant Javanese
All will be subject to the Portuguese (44:205)
Having cleared India of enemies
He will take up the viceroy’s sceptre
For all fear him and none complain,
Except Bhatkal, which brings on itself
The pains Beadala already suffered;
Corpses will strew the streets, and shells burst
As fire and thundering cannon do their worst.(66:210)
Do Tejo, pelo mar que o Gama abrira,
Armadas que as ribeiras venceriam
Por onde o Oceano Índico suspira;
E que os Gentios Reis que não dariam
A cerviz sua ao jugo, o ferro e ira
Provariam do braço duro e forte,
Até render-se a ele ou logo à morte.
Já não defenderá sòmente os passos,
Mas queimar-lhe-á lugares, templos, casas;
Aceso de ira, o Cão, não vendo lassos
Aqueles que as cidades fazem rasas,
Fará que os seus, de vida pouco escassos,
Cometam o Pacheco, que tem asas,
A Quíloa fértil, áspero castigo,
Fazendo nela Rei leal e humano,
Deitado fora o pérfido tirano.
«Também farão Mombaça, que se arreia
De casas sumptuosas e edifícios,
Co ferro e fogo seu queimada e feia,
Em pago dos passados malefícios.
«Mas a de Mir Hocém, que, abalroando,
A fúria esperará dos vingadores,
Verá braços e pernas ir nadando
Sem corpos, pelo mar, de seus senhores.
Raios de fogo irão representando,
No cego ardor, os bravos domadores.
«Mas oh, que luz tamanha que abrir sinto
(Dizia a Ninfa, e a voz alevantava)
Lá no mar de Melinde, em sangue tinto
Das cidades de Lamo, de Oja e Brava,
«Esta luz é do fogo e das luzentes
Armas com que Albuquerque irá amansando
De Ormuz os Párseos, por seu mal valentes,
Que refusam o jugo honroso e brando.
«Ali do sal os montes não defendem
De corrupção os corpos no combate,
Que mortos pela praia e mar se estendem
De Gerum, de Mazcate e Calaiate;
Até que à força só de braço aprendem
A abaxar a cerviz, onde se lhe ate
Obrigação de dar o reino inico
Das perlas de Barém tributo rico.
Opulenta Malaca nomeada.
As setas venenosas que fizeste,
Os crises com que já te vejo armada,
Malaios namorados, Jaus valentes,
Todos farás ao Luso obedientes.»
«Tendo assi limpa a Índia dos imigos,
Virá despois com ceptro a governá-la
Sem que ache resistência nem perigos,
Que todos tremem dele e nenhum fala.
Só quis provar os ásperos castigos
Baticalá, que vira já Beadala.
De sangue e corpos mortos ficou cheia
E de fogo e trovões desfeita e feia.
A reminder that in it all, it is the women who are always promised as plunder.
Nor the violent abuse of a virgin,
Still less of hidden adultery
For this was a slave, anyone’s woman. (47:206)
All these heroes, and others worthy
In different ways of fame and esteem,
Performing great feats in war
Will taste this island’s pleasures,
Their sharp keels cutting the waves
Under triumphant banners, to find
These lovely nymphs (73:211)
Nem violento estupro em virgem pura,
Nem menos adultério desonesto,
Mas cũa escrava vil, lasciva e escura,
«Estes e outros Barões, por várias partes,
Dinos todos de fama e maravilha,
Fazendo-se na terra bravos Martes,
Virão lograr os gostos desta Ilha,
Varrendo triunfantes estandartes
Pelas ondas que corta a aguda quilha;
E acharão estas Ninfas …
And then she bids Portugal look West, not just East. Don’t, you say. Don’t. But of course they did. This is the monument in Belem that marks where all of these conquerors set out with their swords. Hardly surprising it was built under the dictator Salazar, and rises above a great cartographic rose given them by the apartheid state of South Africa.
Part two of writing up notes and thoughts on Gary Okihiro’s Third World Studies: Theorizing Liberation. The juicy bit for me I think. (Part 1 is here).
So we have thinking about world systems: imperialism, colonialism and settler colonies… all of it driven by the desire to dominate and underpinned by white supremacy. But Okihiro makes the point that ideology is always fragmentary and contradictory, this is what allows for contestation and change. He gives a useful short list of the theorists that can handle this — Marx, Freud, Saussure, Lacan (oof, I haven’t read Lacan because I don’t like what I know and wish we could all just read Fromm instead, but this is making me realise I maybe need to to challenge myself), Foucault, Gramsci, Althusser — these are the theorists of power and change. He writes:
There are no sovereign subjects with agency over their consciousness. Subjects are produced through discourse. As we will see, subjectification and not identity formation is the analytical category for Third World studies. (110)
So what is the world that white supremacy embedded within the violence of colonialism and imperialism has created?
Self-hatred is a consequence of the colonial condition, and loving oneself can constitute an anticolonial affirmation of human dignity and self-determination. (110)
But of course, this isn’t just about race, it is about the biological model underpinning the many intersections of difference, and the ways that difference itself is constructed as constitutive of social ills rather than the subject of oppression which is itself the cause.
In these biological models of human development, deviations from the norm constitute unnatural and even pathological conditions. Central to that assumption is the normative, white, heterosexual, middle-class, citizen man, and degenerations from that standard invite racism, sexism, homophobia, exclusion, laws, poverty, and personality disorders. (112)
This requires a certain kind of liberatory praxis to shift
Still, per Freire and Mills, we must position the subject-self within the social formations to be “truly human.” Our liberation depends upon that apprehension. (113)
I truly love, here, the problematisation of experience. I have been struggling with this so much recently. He draws on Raymond Williams theorising how experience ‘involves the whole consciousness or being — the personal, subjective, and emotional’ (113). This is the power of it, but just ‘experience’ is not enough. Okihiro writes
Difference and experience are social constructions and require deconstruction… Experience adduced as uncontested evidence reproduces rather than refutes discourses of oppression and hegemonic systems involving sexuality, gender, and race. (114)
This. I am so all about this. I am in meeting after meeting with ‘experts by experience’ but it is this level of experience. There is no critical reflection, no collective thought. Freire offers a way through this. I’ve also been thinking about the role of scholars and love this, love Alcoff though I have not read enough:
Scholars, Alcoff argues, must speak for and about others to nurture a critical consciousness and promote social change. A retreat into silence is not liberating and, in fact, advances disempowerment. Further, to speak only for oneself falls back to the old liberal humanism and individualism that isolate the self from society as if one is not constituted by or related to others. (115)
Okihiro makes a clear distinction between this third world conscious and liberatory praxis, and identity politics.
Identity politics, as charged by critics of post-1968 ethnic studies, is not the breeding ground for Third World Studies. Subjectification understands the subject not as humanism’s “I am” but as complex subjects in formation and in constant engagement with society. That recognition emerges not from a trivial, youthful search for identities but from profound acts of power or agency. Self-determination by the oppressed against the forces of colonial, hegemonic discourses and material conditions is the objective of subjectification; the agency of the subject-self drives the movement for Third World liberation. (119)
As so we turn to racial formation, and the ways that ‘as coined by Omi and Winant, has deservedly captured the field of post-1968 ethnic studies‘ (122). He quotes Omi and Winant in defining it as:
the process by which social, economic and political forces determine the content and importance of racial categories, and by which they are in turn shaped by racial meanings. (123)
It is ceaselessly contested and in motion, subject to change. Race is neither epiphenomenon or superstructure, not false consciousness. It is instead a fundamental organizing principle of social relations at both the individual and societal level. He draws on Mills again here, the work on whiteness by Ian Haney-Lopez (which I have only dipped into). Okihiro continues:
The white subject position, hence, is normativity, privilege, and domination. Correspondingly the nonwhite subject position is marginality (deviance), disadvantage, and subordination. (129)
This binary is of course disrupted by the various kinds of racial hierarchy always at play. Just one example, of course, is
the crazy conniptions of the census, in which white has remained constant but other racial classifications constantly shifting (130) … The US census produces race (and citizenship) and confirms what the courts have historically ruled: white and nonwhite are not scientific concepts but categories of privilege and rights as determined by whites. (133)
In the census, however, ‘white’ remains unproblematised, and Okihiro highlights the need to racialize whites. Du Bois of course did the same thing, he wrote The Souls of White Folk (much harder to find) as well as writing The Souls of Black Folk. Du Bois was just so fucking awesome, right? The more I read the more in awe of him I am, despite those talented tenth missteps. Anyway, Du Bois decades ago showed that ‘whiteness has a history… whiteness is a discourse, subjectivity, and social practice‘. By doing so, Okihiro writes ‘Du Bois marked what had been left unnmarked: he rendered the transparent visible‘ (134). And of course, since 1968 there has been a white ethnic revival and a new rise of white identity politics, both of which have employed the ideology of self-determination as voiced by Third World Peoples. All part of a wider backlash decrying racialism, and putting forward an ideology of color-blindness (135).
So where are the tools that we need to better talk about these complex dynamics, to locate and fight oppression. Okihiro writes
Masters tools can only partially dismantle the master’s house, we need to supply alternative languages and ideologies (136)
There is much in teh third world movement to draw upon–and of course Vijay Prashad documents so beautifully the power of that movement. Feminism, of course, has developed a powerful set of analytical tools. This is necessary given that Okihiro argues that while racial formation and critical race theory have been a huge step forward, they still are not really able to manage multiple intersecting oppressions.
Thus we have the movement towards theorising ‘social formation’. The tools emerge out of activism — from SNCC to the Black Women’s Liberation Caucus (which then changed its name to Black Women’s Alliance (BWA)) to the Combahee River Collective (I am so looking forward to reading How We Get Free: Black Feminism and the Combahee River Collective, edited by Keeanga-Yamahtta Taylor). So for Okihiro
Power becomes the organizing principle, its locations and articulations the objects of analysis. This is expressed along lines of color and gender, but also sexuality, class, nation, discourses not just identities (141)
Social formation allows, like articulation, an understanding of how these evolve over time (and space)
Social formation, then, marks the forms of society in their entirety and their passage and changes over space/time. Power and its articulations around the discourses and material manifestations of race, gender, sexuality, class, and nation conceive and cultivate the social structure. (143)
This concept of social formation is not just a sum of oppressions, but it maps points of intersection as well as resistance, and how mutually constitutive and shifting relations between discourse and material conditions works. It
supplies a rubric for affiliations among discourses of racial formation, feminist, queer, Marxist, and critical theories and for solidarities in political insurgencies emanating from people of color and across imposed divides of race, gender, sexuality, class, and nation. (144)
I need to think about this more. I keep coming back to Hall’s ideas of articulation, Patricia Hill Collins’ domains of power, these different ways of trying to grapple with immense complexity in ways that can feed effectively into victorious struggle.
Okihiro, Gary (2016) Third World Studies: Theorizing Liberation. Durham & London: Duke University Press.
I loved Gary Okihiro’s book Third World Studies: Theorizing Liberation, I wish I had read it as a student — but it’s not been out too long, so I can’t be too sad about that. I wanted to give it to everyone I know though, just because of the brilliant ways it pulled together so much of what I’ve been struggling with while also recalibrating my perspective on world history and important events the same way that Vijay Prahad‘s work helps me do. I would love to teach it, perhaps one day I will have the chance. A very different kind of view of a global world and struggle from Wallerstein‘s, though it finds his work useful and builds on it in interesting ways.
As always my disclaimer that there is much more detail/history/context in the book that I am not exploring here, this first post is just pulling out some of the main concepts in the first half of the book. The second post focuses more on social formation, subjectification and struggle. But just to give it context, I found this brilliant short description (and a brilliant short lecture) of what the book is trying to do:
In 1968 the Third World Liberation Front at San Francisco State College demanded the creation of a Third World studies program to counter the existing curricula that ignored issues of power—notably, imperialism and oppression. The administration responded by institutionalizing an ethnic studies program; Third World studies was over before it began. Detailing the field’s genesis and premature death, Gary Y. Okihiro presents an intellectual history of ethnic studies and Third World studies and shows where they converged and departed by identifying some of their core ideas, concepts, methods, and theories. In so doing, he establishes the contours of a unified field of study—Third World studies—that pursues a decolonial politics by examining the human condition broadly, especially in regard to oppression, and critically analyzing the locations and articulations of power as manifested in the social formation. Okihiro’s framing of Third World studies moves away from ethnic studies’ liberalism and its U.S.-centrism to emphasize the need for complex thinking and political action in the drive for self-determination.
Instead of racial formation Okihiro uses the term social formation, drawing on the work of Omi and Winant as well as Charles Mills to analyse the ways in which:
the formations of race, gender, sexuality, class, and nation as discrepant and intersecting constructions and practices conceive and cultivate the social formation. Attending to the multiplicity of these forces ceaselessly at work in the locations and exercises of power, the social formation demands a complexity in our thinking and action to engage and resist the forces that oppress us all. (2)
This is a world in which European settlers have worked to implant and to sustain white supremacy, but of course this was recognised long ago.
W.E.B. Du Bois delineated that global color line as the problem of the twentieth century, which was colonialism (material relations) and racism (discourse), the ideology that upheld white supremacy and nonwhite subservience. (5)
He stood in sharp contrast to what was being undertaken by the University of Chicago, and of course suffered for that to the great loss of Sociology. Du Bois did his amazing academic work in Philadelphia and Atlanta even as Chicago’s Sociology department worked to develop the discipline, constructing the fields of race relations which ‘sought to understand and control the challenges posed by nonwhites to white rule‘ and ethnic studies, which ‘conceived of ethnicities or cultures as the way to preserve white supremacy by assimilating problem minorities into the dominant group‘. (6)
Okihiro writes that
Black (or brown, red, and yellow) power is a potent antidote to the poison of white supremacy, but it follows and is in reaction to white power and is accordingly limited by its model and prior conditions. (3)
But there was a different current of rebellion and of thought that grappled with the full complexities of social formation, and looked to move beyond the racial binary.
The Third World Liberation Front’s course of study was directed at liberation, called self-determination. The Third World curriculum was designed to create “a new humanity, a new humanism, a New World Consciousness,”… (5)
Okihiro writes further
A third world consciousness sustains the theory and that intersectionalism draws form the lived experience of the subjects of Third World studies–the oppressed, the masses. Social formation theory purports to explain the structures of society in their totality and their changes over space/time. The theory understands power or agency as the means by which societies are organized and changed, and social structures involve primarily race, gender, sexuality, class, and nation. (12)
The state, then, is also central within these structures.
The sovereign nation-state is both spatial and social. It is marked by borders within which rulers rule over people. In the narrative of nation the people were related biologically and were thus referred to as races. They shared a common descent and were of one blood. In addition, under patriarchy men occupied the public sphere or the state because of their alleged virtues, while women were confined to the domestic sphere because of their presumed deficiencies. Families constituted the nation, and sexuality and marriage were thus state prerogatives. Under capitalism inviolate was the bedrock of possession of property, including land, goods and dependents–women, children, slaves. The nation-state accordingly was designed to install and interpellate hierarchies of race, gender, sexuality, class, and (national) citizenship. Those relations of power privilege the few and oppress the many (7)
This book explores these categories and how we understand them, explores the struggle both to conceptualize them and to ensure that such work contributes to liberation within a wider, repressive academic arena even as it connects it to liberation movements emerging from the two key historical moments for world struggle: the Pan-African Conference in 1900, and Bandung in 1955. See, recalibrate that.
So we come briefly to power and agency — this is explored more in the 2nd post.
Power in the physical world is expressed as energy: power in the social realm is realized as agency. As Foucault points out in his critique of the sovereign model of power that reduces complex relations to a single dialectic, power is dispersed throughout the social order. that fragmentation, however, does not preclude the possibility, indeed the necessity of locating power, apprehending its workings, and contesting its consequences. Third World studies subscribes to that species of positivism for the imperative of pointing to privilege and poverty, exploitation and oppression, revolution and liberation. (15)
Oh hell yes. He draws on Franz Fanon’s work to explore the ways in which the
divide and hierarchy of race and class placed white, capitalist expansionists from the first World over colored, native workers of the Third World. The former were humans and individuals; the latter, nonhuman and faceless masses (17).
Du Bois and Fanon could have been foundational, but instead it is this other psychology that underpins so much western academic work, it is hard to see what is worth rescuing sometimes.
This understanding brought to bear on the city and the impacts of immigration resulted in the incredibly famous and terribly flawed models of the Chicago school that I see repeated as almost a matter of faith in urban study after urban study. Okihiro writes:
Within that flattened world of the modernizing, homogenizing city Chicago sociology abandoned race for ethnicity, and European ethnic immigrant groups constituted the model for the progressive ethnic cycle of immigration, contact and interaction, competition and conflict, and accommodation and assimilation (23).
This allowed race to be removed from the discussion, for the horror of racism and redlining and slum housing to become naturalised, part of a cycle that just represented the way things were:
This, in the language of ecological succession, the “invading race,” as posed by Park, whether black, brown, or yellow, was the problem, not white supremacy or the ideology and material environments and conditions that sustained white rule. (25)
Urban studies for the most part continue citing Parks, failing to grapple with white supremacy instead. Not that this has gone uncontested. There is always a return to the counter arguments, the grassroots battles, the search for a more productive and liberatory way of thinking here.
I had no idea of the student struggles, the pressure on University administrations to allow in a broader spectrum of students which in the end led to Merritt College in Oakland offering black studies classes in its experimental programme. Who was in that? Bobby Seale, Huey Newton, Ernest Allen, Richard Thorne, Marvin Jackman. God damn. And for all that went wrong, for the ways in which ‘patriarchal nationalism‘ came to ‘eclipse Third World consciousness and solidarity‘, this was still a beautiful moment (31).
This book is full of such beautiful moments.
As early as 1906 Du Bois was writing of the colour line as a world wide issue — ‘The Color Line belts the world‘ he said. He was also the first to explore the ways in which this line was a construction.
It is important to consider that the essentializing color line of white and nonwhite emerged in the late nineteenth century at the height of imperialism. (41)
I know I haven’t thought enough about colonialism and imperialism. Okihiro looks at the ways in which imperialism is both ideological and material, how it is involved in discursive conquest, and hierarchies of merit and worth. It is also a historical phenomenon, a phase of capitalism beginning in the fifteenth century — first through mercantilism, then industrial capitalism. Okihiro draws on Wallerstein’s world-systems theory here. Colonialism is defined as
the discursive and material subjugation of extraterritorial spaces and their life forms, including life forms, including lands and waters and all of their properties. (84)
I love this definition, it helps broaden how we think abut these logics and how they are applied. He also brings in Fanon’s point on the ways in which colonialism worked to deny people their past. Okihiro writes:
While one in general features and functions, extraterritorial colonies were of two main varieties: extractive colonies and settler colonies. (85)
The world system is anchored by these colonies with their boundaries, but migrant labor remains as a product and vital element of the world system. (87) He describes how Polynesians were taken to Peru, the Chinese and Indians to plantations. He writes of the attempt first to kill the Indian in the Americas, and then to kill the Indian in him.
So what does struggle against oppression at the world-system level need to draw on? Okihiro moves on to think about what theory is useful for liberation and starts with Freire. Hurrah. Because of course central to Freire is engaging with social and material constructions, entering the struggle and only becoming truly human through that struggle. When thinking about how white supremacy works and the damage that must be undone, could there be any other choice I wonder? It rests on a certain view of power:
Power is thus relational: it circulates and is never localized; it is not a commodity; it is deployed, not possessed. Individuals are mere vehicles of power/ Power’s strategy of segregation is mirrored in taxonomy and the structuring of knowledge into discrete disciplines (discourses) to attain finality as closed, self-contained systems. (108)
I love this acknowledgment of how power is used to segregate, and the ways it it is wielded to accomplish this in the world are the same ways it is wielded to divide up knowledge into academic disciplines. This is also discussed by Wallerstein of course.
Anyway, more on theory, subject, power, struggle next.
Okihiro, Gary (2016) Third World Studies: Theorizing Liberation. Durham & London: Duke University Press.
I’ve been trying to move towards better understanding how things fit together at a global scale, and Immanuel Wallerstein’s world-systems analysis has been coming up often. I seem to have so much less time these days for just blogging to better understand something, but trying to be better at working it in when I can. The scale at which Wallerstein is working is the level that I find hardest to understand while also connecting to the multiple variegations of particular histories and geographies as they are shaped locally. I just finished Beck’s Empire of Cotton which is tremendous and does this in a rather incredible way, but I like too this brief more theoretical laying-out of what is happening at this scale. It is undoubtedly very introductory, an entry into a much more detailed body of work. I missed the details though. More to read I suppose, but anyway.
The proponents of world-systems analysis, which this book is about, have been talking about globalization since long before the word was invented not, however, as something new but as something that has been basic to the modern world-system ever since it began in the sixteenth century. We have been arguing that the separate boxes of analysis-what in the universities are called the disciplines-are an obstacle, not an aid, to understanding the world. We have been arguing that the social reality within which we live and which determines what our options are has not been the multiple national states of which we are citizens but something larger, which we call a world-system. We have been saying that this world-system has had many institutions-states and the interstate system, productive firms, households, classes, identity groups of all sorts-and that these institutions form a matrix which permits the system to operate but at the same time stimulates both the conflicts and the contradictions which permeate the system. We have been arguing that this system is a social creation, with a history, whose origins need to be explained, whose ongoing mechanisms need to be delineated, and whose inevitable terminal crisis needs to be discerned.
In arguing this way, we have not only gone against much of the official wisdom of those in power, but also against much of the conventional knowledge put forth by social scientists for two centuries now. (x)
In a nutshell.
On science, knowledge and epistemologies
This work started in the early 1970s ‘as a new perspective on social reality’ (1). It was geared to bring back together philosophy and science, which it argues were broken apart and institutionalised by those promoting empirical methods as the only way to truth. Wallerstein thus outlines and problematises the ways that Western institutions and universities have constructed and constrained knowledge. The two sides of knowledge production became drawn:
The emphasis of the sciences was on empirical (even experimental) research and hypothesis testing. The emphasis of the humanities was on empathetic insight, what later was called hermeneutic understanding. (3)
History was restricted to studying the past, and insulated from economics, political science and sociology — matching the three social spheres of market, state and civil society belonging to liberal ideology — which studied the present. These became drawn into understanding how
these spheres of life-the market, the state, and the civil society-were governed by laws that could be discerned by empirical analysis and inductive generalization. This was exactly the same view as that which the pure scientists had about their objects of study. So we call these three disciplines nomothetic disciplines (that is, disciplines in search of scientific laws) as opposed to the idiographic discipline which history aspired to be-that is, a discipline that is predicated on the uniqueness of social phenomena (6).
Of course, these studies of the present only related to the ‘Western’ world, not the vast areas being brought under colonial control — thus we have anthropology and orientalism
The early anthropologists studied peoples who were under actual or virtual colonial rule. They worked on the premise that the groups they were studying did not enjoy modern technology, did not have writing systems of their own, and did not have religions that extended beyond their own group. They were generically called “tribes”: relatively small groups (in terms of population and the area they inhabited) , with a common set of customs, a common language, and in some cases a common political structure. In nineteenth-century language, they were considered “primitive” peoples.
Their methodology was
ethnography, based on “fieldwork”… It was assumed that the peoples had no “history:’ (7)
Some world yet remained, the ‘large regions outside the
pan-European zone which had what was called in the nineteenth century a “high civilization”–for example, China, India, Persia, the Arab world… (8)’
This drove the rise of Oriental studies in all their problematic force.
1945 saw massive changes, WWI and II had shifted everything. The US became the hegemonic power, with its university systems also thus becoming hegemonic. The ‘Third World’ was rising up and demanding independence. And more and more people were becoming part of a new world academia as a growing economy and democratic structures opened up these institutions. Havoc was wreaked on neat bounded structures. The US solution was found in ‘area studies’, which worked to ‘train historians, economists, sociologists, and political scientists to study what was going on in these other parts of the world (10). These continued to hold, however, to a theory of development, in which societies and civilizations moved through a series of stages, all of which culminated more or less at the same place as US and European societies (not that this was new).
It meant that the “most developed” state could offer itself as a model for the “less developed” states, urging the latter to engage in a sort of mimicry, and promising a higher standard of living and a more liberal governmental structure (“political development”) at the end of the rainbow. (10)
There is an ongoing struggle over these many different boundaries, theories and ways of knowing.
Background and nature of world-systems theory:
Wallerstein names four debates between 1945-70 that ‘set the scene for the emergence of world-systems analysis:
- the concept of core-periphery developed by the United Nations Economic Commission for Latin America (ECLA) and the subsequent elaboration of “dependency theory”;
- the utility of Marx’s concept of the “Asiatic mode of production;’ a debate that took place among communist scholars;
- the discussion among historians of western Europe about the “transition from feudalism to capitalism”;
- the debate about “total history” and the triumph of the Annales school of historiography in France (11)
The standard at this time was the national state, so above all this new way of thinking forced a move to the scale of world-systems.
Instead of national states as the object of study, they substituted “historical systems” which, it was argued, had existed up to now in only three variants: mini-systems; and “world -systems” of two kinds– world-economies and world-empires. Note the hyphen in world-system and its two subcategories, world-economies and world-empires. Putting in the hyphen was intended to underline that we are talking not about systems, economies, empires of the (whole) world, but about systems, economies, empires that are a world (but quite possibly, and indeed usually, not encompassing the entire globe). This is a key initial concept to grasp. It says that in “world-systems” we are dealing with a spatial/temporal zone which cuts across many political and cultural units, one that represents an integrated zone of activity and institutions which obey certain systemic rules (16-17).
This shifted the unit of analysis from the state, insisted on the importance of a historic view, and insisted on multidisplinary study. You can imagine it was not popular with the institutions of learning and all those who had invested their careers in them. It is an unceasing effort to grapple with complexity.
World-systems analysts insist that rather than reduce complex situations to simpler variables, the effort should be to complexify and contextualize all so-called simpler variables in order to understand real social situations (19).
This means that both time and space are also understood as socially constructed, and part of the social reality we are trying to analyse. Some key concepts (there is so much packed into this little volume):
What we mean by a world-economy (Braudel’s economie -monde) is a large geographic zone within which there is a division of labor and hence significant internal exchange of basic or essential goods as well as flows of capital and labor. A defining feature of a world-economy is that it is not bounded by a unitary political structure. Rather, there are many political units inside the world-economy, loosely tied together in our modern world-system in an interstate system (23).
And a world-economy contains many cultures and groups-practicing many religions, speaking many languages, differing in their everyday patterns. This does not mean that they do not evolve some common cultural patterns, what we shall be calling a geoculture. It does mean that neither political nor cultural homogeneity is to be expected or found in a world-economy. What unifies the structure most is the division of labor which is constituted within it. (23)
Wage-labor has also been known for thousands of years. We are in a capitalist system only when the system gives priority to the endless accumulation of capital. Using such a definition, only the modern world-system has been a capitalist system. (24)
Conversely, a capitalist system cannot exist within any framework except that of a world-economy. We shall see that a capitalist system requires a very special relationship between economic producers and the holders of political power. If the latter are too strong, as in a world-empire, their interests will override those of the economic producers, and the endless accumulation of capital will cease to be a priority. Capitalists need a large market (hence mini-systems are too narrow for them) but they also need a multiplicity of states, so that they can gain the advantages of working with states but also can circumvent states hostile to their interests in favor of states friendly to their interests. Only the existence of a multiplicity of states within the overall division of labor assures this possibility. (24)
Core, periphery and semi-periphery states:
The axial division of labor of a capitalist world-economy divides production into core-like products and peripheral products. Core-periphery is a relational concept. What we mean by core-periphery is the degree of profitability of the production processes. Since profitability is directly related to the degree of monopolization, what we essentially mean by core-like production processes is those that are controlled by quasi-monopolies. Peripheral processes are then those that are truly competitive. When exchange occurs, competitive products are in a weak position and quasi-monopolized products are in a strong position. As a result, there is a constant flow of surplus-value from the producers of peripheral products to the producers of core-like products. This has been called unequal exchange.
There is also plunder, often used extensively during the early days of incorporating new regions into the world-economy (consider, for example, the conquistadores and gold in the Americas) …. Still, since the consequences are middle-term and the advantages short-term, there still exists much plunder
in the modern world-system…
Thus, for shorthand purposes we can talk of core states and peripheral states, so long as we remember that we are really talking of a relationship between production processes. Some states have a near even mix of core-like and peripheral products. We may call them semi peripheral states. (28)
Class, family, identity:
Classes however are not the only groups within which households locate themselves. They are also members of status-groups or identities. (If one calls them status-groups, one is emphasizing how they are perceived by others, a sort of objective criterion. If one calls them identities, one is emphasizing how they perceive themselves, a sort of subjective criterion. But, under one name or the other, they are an institutional reality of the modern world- system. Status-groups or identities are ascribed labels, since we are born into them, or at least we usually think we are born into them. It is on the whole rather difficult to join such groups voluntarily, although not impossible. (36)
Of course, the powers that be in a social system always hope that socialization results in the acceptance of the very real hierarchies that are the product of the system. They also hope that socialization results in the internalization of the myths, the rhetoric, and the theorizing of the system. This does happen in part but never in full. Households also socialize members into rebellion, withdrawal, and deviance. To be sure, up to a point even such antisystemic socialization can be useful to the system by offering an outlet for restless spirits, provided that the overall system is in relative equilibrium. In that case, one can anticipate that the negative socializations may have at most a limited impact on the functioning of the system. But when the historical system comes into structural crisis, suddenly such antisystemic socializations can play a profoundly unsettling role for the system. (37)
Universalism | Racism & Sexism
Universalism is a theme prominently associated with the modern world-system. It is in many ways one of its boasts. Universalism means in general the priority to general rules applying equally to all persons, and therefore the rejection of particularistic preferences in most spheres. The only rules that are considered permissible within the framework of universalism are those which can be shown to apply directly to the narrowly defined proper functioning of the world-system. (38)
(but universalism has always been racialised! I have to think more about this, it seems too abstracted from the concrete realities of colonial and imperial expansion)
Let us look at what we mean by racism and sexism. Actually these are terms that came into widespread use only in the second half of the twentieth century. Racism and sexism are instances of a far wider phenomenon that has no convenient name, but that might be thought of as antiuniversalism, or the active institutional discrimination against all the persons in a given status-group or identity. For each kind of identity, there is a social ranking. It can be a crude ranking, with two categories, or elaborate, with a whole ladder. But there is always a group on top in the ranking, and one or several groups at the bottom. These rankings are both worldwide and more local, and both kinds of ranking have enormous consequences in the lives of people and in the operation of the capitalist world-economy (39)
The bottom line is that the modern world-system has made as a central, basic feature of its structure the simultaneous existence, propagation, and practice of both universalism and anti- universalism. This antinomic duo is as fundamental to the system as is the core-peripheral axial division of labor. (41)
The Rise of the States-System
The modern state is a sovereign state. Sovereignty is a concept that was: invented in the modern world-system. Its prima facie meaning is totally autonomous state power (42).
But of course, modern states, most of them, don’t actually wield totally autonomous state power given that they are part of a world system.Despite the many arguments in geography to the contrary, the state hasn’t quite withered away. Wallerstein writes:
The relationship of states to firms is a key to understanding the functioning of the capitalist world-economy. The official ideology of most capitalists is laissez-faire, the doctrine that governments should not interfere with the working of entrepreneurs in the market. It is important to understand that as a general rule, entrepreneurs assert this ideology loudly but do not really want it to be implemented, or at least not fully, and certainly do not usually act as though they believed it was sound doctrine. (46)
There are a number of roles the state plays in supporting the market, one of the key ones is control over labour and the boundaries that contain labour:
The trans-boundary movement of persons has always been the most closely controlled, and of course concerns firms in that it concerns workers.(46)
Wallerstein cares for liberals as much as I do…particularly their slow enfranchisement of various groups of people after they had proved they were worthy — many would probably object to this understanding of liberalism but not I:
They argued that all others should slowly be admitted to full
citizens’ rights when their education had become sufficient to enable them to make balanced choices. By embracing progress, the liberals sought to frame its definition in such a way that the “dangerous classes” would become less dangerous and those with “merit” would play the key roles in political, economic, and social institutions. There was of course a third group, the radicals, who would associate themselves with the anti systemic movements, indeed lead them for the most part. (52)
They also often leave unchallenged the ways that nations are invented, and the role of the state in that social creation. These states with their carefully constructed histories and key characteristics, form part of the world-system, and do not exist independent of each other. There have also been attempts to construct world-empires, defined by Wallerstein as:
a structure in which there is a single political authority for the whole world-system.
He gives Charles V in the 16th century, Napoleon and Hitler as examples of failed attempts at such a structure. There are three examples of powers that
achieved hegemony, albeit for only relatively brief periods. The first was the United Provinces (today called the Netherlands) in the mid-seventeenth century. The second was the United Kingdom in the mid-nineteenth century. And the third was the United States in the mid -twentieth century. What allows us to call them hegemonic (57) is that for a certain period they were able to establish the rules of the game in the interstate system, to dominate the world-economy (in production, commerce, and finance), to get their way politically with a minimal use of military force (which however they had in goodly strength), and to formulate the cultural language with which one discussed the world. (58)
The Creation of a Geoculture
This section might be a bit too Western for me, a bit too focused on European understandings as hegemonic, but given colonialism there is perhaps a level of justice in such a claim. He sees the French Revolution as the turning point and basis for:
the geoculture of the modern world-system: the normality of political change and the refashioning of the concept of sovereignty, now vested in the people who were “citizens.” And this concept, as we have said, although meant to include, in practice excluded very many.
This is a rather interesting definition of ideology as well, I am still thinking it through:
An ideology is more than a set of ideas or theories. It is more than a moral commitment or a worldview. It is a coherent strategy in the social arena from which one can draw quite specific political conclusions. In this sense, one did not need ideologies in previous world-systems, or indeed even in the modern world-system before the concept of the normality of change, and that of the citizen who was ultimately responsible for such change, were adopted as basic structural principles of political institutions. (60)
He sees such ideology at play in liberalism, and the concept of the liberal state developed between 1848 and WWI.
states based on the concept of citizenship, a range of guarantees against arbitrary authority, and a certain openness in public life. The program that the liberals developed had three main elements: gradual extension of the suffrage and, concomitant with this and essential to it, the expansion of access to education; expanding the role of the state in protecting citizens against harm in the workplace, expanding health facilities and access to them, and ironing out fluctuations in income in the life cycle; forging citizens of a state into a “nation.” If one looks closely, these three elements turn out to be a way of translating the slogan of “liberty, equality, and fraternity” into public policy.
Interestingly, he sees liberals backpedaling after the failed uprisings and repression of 1848 and it actually being conservatives who saw it as a sensible compromise to stem revolutionary tendencies, Disraeli among them. The radical struggle became centered on the state and the use of formal rights of citizens to take state power and thus implement change under the slogan of liberty, equality, and fraternity. As he writes it, they succeeded in full integration and achievement of the vote, yet failed to use this power to transform society. Wallerstein describes the growing proletariat as remaining essentially outside of this dynamic however.
The Modern World-System in Crisis
First to define a crisis — that word is used a lot. This narrows it down a bit:
But whenever the difficulty can be resolved in some way, then there is not a true crisis but simply a difficulty built into the system. True crises are those difficulties that cannot be resolved within the framework of the system, but instead can be overcome only by going outside of and beyond the historical system of which the difficulties are a part. (76)
We are in such a crisis, but it is a long-term kind of crisis (I am not so sure of this use of crisis, which can go on for ‘another twenty-five to fifty years’ (77). He continues:
Since one central feature of such a transitional period is that we face wild oscillations of all those structures and processes we have come to know as an inherent part of the existing world-system, we find that our short-term expectations are necessarily quite unstable. This instability can lead to considerable anxiety and therefore violence as people try to preserve acquired privileges and hierarchical rank in a very unstable situation. In general, this process can lead to social conflicts that take a quite unpleasant form. (77)
There is a reference to the Kondratieff B-phase — I really need to get my head around that, but not today. It describes the rise of neoliberalism and this is essentially where it ends. Our current conjuncture is indeed unpleasant — such a funny polite word. This is quite a polite, measured, abstract book quite different from Walter Rodney or Eric Williams, but useful in starting to see how things connect and fit together at the global scale. I am itching to leave the abstraction though, and examine the detail of racialisation, imperialism, struggle.
Wallerstein, Immanuel (2005) World-systems analysis: an introduction. Durham: Duke University Press.
In my thoughts, I already walk among the leaves and dust of the atrium, caught up in this senseless orbit around nothing, my footsteps the only human sound on the clean flagstones that an angular sun — from where I know not — burnishes with death. The autumn will take everything, everything I ever though or dreamed, everything I I did or did not do, spent matches scattered at random on the ground, discarded scraps of paper, great empires, all the religions and philosophies that the drowsy children of the abyss play at making. The autumn will take everything, everything that is that made up my soul, from my noblest aspirations to the ordinary house in which I live, from the gods I once worshiped to my boss Vasques. The autumn will take everything, will sweep everything up with tender indifference. The autumn will take everything. (295)
There is in truth something fairly incredible about how this city managed to play such a role in the Mediterranean world. I have a couple of histories that try to tie this world together, to understand the past not in terms of single countries languages cultures, but how they all came together around this great body of water in flows and connections. I love how this undermines the careful separations of cultures and continents that many histories and nationalisms invest so much in.
Agents of Empire by Noel Malcolm did this most beautifully, though I have yet to read Braudel.
Dubrovnik: A History is a little too static for my taste, but it does give a taste of how pivotal a role this city played in the complex relationship between Hapsburg Europe and the Ottoman Empire. As Tanner writes
In contrast to ruined Biograd or ravaged Zadar, Dubrovnik enjoyed a steady growth in prosperity, thanks to the diplomatic dexterity of its merchant rulers as well as their trading skills. Since its foundation in the seventh century, the city had been attacked seriously only once, by the Normans in 1071. Occasionally it was besieged by Bosnian or Serbian warlords who descended from the hinterland, but for the most part Dubrovnik successfully played Bosnians, Croats, Venetians and – later – the Ottomans off each other, periodically ceding sovereignty to one or other of the powers that encircled it without ever surrendering self-government or the right to conduct its own foreign policy.(24
I tried to imagine the conversations that must have happened in these incredible streets, in this jewel of a city.
The many thousands of tourists lined up to walk around the walls, to go up the thronging the streets, made this fairly impossible. There were torrents of Game of Thrones fans. We spent most of the week here trying to go elsewhere. Disappointing.
Of course what Dubrovnik made so clear was the asphyxiating nature of this city for so long. Here the patriciate worked so hard to maintain their purity there was no upward movement at all. Marriage to a ‘commoner’ made of you a commoner as well, and only the patriciate had any say in the running of the city. Venice, for all its faults, at least pried this open to some degree in Split and other cities under its control.
In Split, in contrast with Dubrovnik, the ‘closing’ of the Great Council to commoners in 1334 initiated a series of bitter disputes in which, once the city came under Venetian rule in 1420, the Serenissima itself became involved. The Venetian counts were inclined to promote the interests of the wealthy commoner families (as in Dubrovnik, called ‘citizens’) against those of the nobility, partly because of a genuine sense of equity but also in order to divide and rule. (188)
Harries quotes at length a Venetian count, Marco Barbarigo writing in July, 1568:
Between the men of Split there exists that hatred which prevails in most of the Dalmatian towns. This hatred comes from the fact that the nobles have their own council in which they choose public representatives every three months. These nobles are poor, as far as their fortunes go; but puffed up with empty ambition the citizens, who because of their crafts and trade live much more comfortably… On the other side these [citizens] since they are not allowed to meet and choose some officials, cannot with a peaceful spirit tolerate the privileges which the nobles have on the basis of the old laws of this city.
Harries continues with how this did not happen in Dubrovnik:
The closure of the Ragusan nobility to all but a few foreign entrants for some two centuries–and the closure of its polity to non-aristocrats for almost five–did not have the effect of stirring up similar resentment among the non-noble inhabitants. After a time, the very impossibility of a commoner joining the patriciate’s ranks probably made for a certain acquiescence and so stability. (189)
Ah, for the days when peace and quiet exploitation could be won through complete domination rather than an almost complete domination. It’s not entirely surprising that the commoners didn’t all hang together to support the patriciate after the great earthquake, nor that their servants seems to have been positively rude in the face of the nobility’s suffering. As Tanner writes:
By the eighteenth century Dubrovnik was a political and economic fossil. It had been many centuries since the populace had played any part in its government by acclaiming laws outside the palace of the rector (knez), but by the eighteenth century even the vestiges of representative government had been discarded. … In practice all power was concentrated in the Grand Council, which elected the Senate out of its own members. And the Grand Council was entirely composed of nobles who never married out and hardly ever allowed any new blood in. Even within this tiny noble caste marriage was forbidden between the families of the most ancient nobles of all, the Salamanchesi, and the ‘new’ nobles, the Sorbonnesi, who had been created after an awful earthquake in 1667 forced the nobles to let in some new members, to make up for the ones who had been killed. … in the eighteenth century, they began to die out. From about 200 or 300 members in the sixteenth century, the Grand Council was down to between sixty and eighty by the eighteenth century. (Tanner, M. (2001). Croatia : A Nation Forged in War.)
Words fail me there, although the suicide of an entitled class throughits own snobbishness is actually quite poetic. But the earthquake…the earthquake was incredible. This is a description from someone who lived through it:
Suddenly there was a deep rumbling, and a violent blow rocked the city… A large part of the city collapsed. Rocks poured down from Mount Srđ. A thick cloud of dust rose, spreading a pall of darkness over the ruins. the ground shook and large crevasses opened up, swallowing completely some modest dwellings in the suburbs. The city walls swayed before falling back into position. The wells emptied of water, only to be refueled with thick yellow mud, which in turn drained away, leaving them quite dry. From our over the Adriatic there arose a roaring sound similar to continuous cannon fire. The sea withdrew from the harbour entirely and the ships moored there smashed their hulls on the now-exposed rock bed. Several times the tide returned and withdrew again. Flames… (320)
Imagine the tide receding completely.
This was from an account by a Dutchman, who was trapped in rubble and gave an improbable story of his servant despairing and only recovering hope when ordered by his master to try harder to escape and bring help.
The earthquake was a turning point indeed, but things had already been unraveling a bit before this. The world was changing, the centre of gravity shifting to the wealth of the New World and the ships of the Spanish, Dutch, English. With the decay of the Ottoman Empire as well, the key strategic bridging role held by Dubrovnik no longer existed. She writes things like
Unfortunately, like the villas to which they were attached, many an orsan has since fallen prey to insensitive road schemes, socialist housing and a mindset unsympathetic to the cultivated, patrician lifestyle of the Ragusan Republic. (318)
Mindsets like mine. Still, Dubrovnik is very beautiful. Massive walls, narrow winding streets and stairs
A saint that always carries the city in his arms.
Cats everywhere. Tanks painted in gay colours and a museum of remembrance of the ‘War of Serbian Aggression’ (but never any mention of fascism or WWII). We saw a concert in the Rector’s Palace, it was beautiful indeed to be there in the late evening.
We climbed hills (so many hills), had fabulous food, wine of the best. Saw the small archaeology museum, ethnographic museum, the absolutely fabulous natural history museum with its incredible Freddy Mercury homage.
Its collection of shells.
We rode a pirate ship to the islands, saw the great ruined hotels of Kupari, visited the salt flats at Ston. Saw some of the social housing and modernist architecture and liked that very much. Found a gecko our very first day.
There were cats everywhere. I loved that and also…they were all very young, cats do not live long there. Were I myself to live there, I would quickly become the cat lady. But still. It may be Kotor in Montenegro that has a reputation as the city of cats, but the places we stayed all seemed to give it a run for its money.
This post also must include the best picture I have taken in ages: